| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2025-02-21 | - |
| RO | 证券交易 | 2025-02-21 | - | |
| Rep | 就证券提供意见 | 2020-10-23 | - | |
| Rep | 就机构融资提供意见 | 2020-10-23 | 2025-02-21 | |
| Rep | 证券交易 | 2020-10-23 | 2025-02-21 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2018-02-01 | 2020-08-26 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2018-02-01 | 2020-08-26 |
| Rep | 证券交易 | 2018-02-01 | 2020-08-26 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-01-24 | 2020-08-26 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2017-01-10 | 2018-01-08 |