| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期货合约提供意见 | 2020-02-24 | 2023-10-12 |
| Rep | 期货合约交易 | 2020-02-24 | 2023-10-12 | |
| Rep | 就证券提供意见 | 2018-09-21 | 2023-10-12 | |
| Rep | 证券交易 | 2018-09-21 | 2023-10-12 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2017-01-12 | 2018-09-10 |
| Rep | 证券交易 | 2017-01-12 | 2018-09-10 |