| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 期货合约交易 | 2021-01-20 | - |
| RO | 证券交易 | 2021-01-20 | - | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 期货合约交易 | 2020-08-10 | 2022-11-02 |
| GFI (HK) SECURITIES L.L.C. | RO | 提供自动化交易服务 | 2018-08-24 | - |
| RO | 期货合约交易 | 2018-08-24 | - | |
| RO | 证券交易 | 2018-08-24 | - | |
| Rep | 提供自动化交易服务 | 2018-08-24 | 2018-08-24 | |
| Rep | 期货合约交易 | 2018-08-24 | 2018-08-24 | |
| Rep | 证券交易 | 2018-08-24 | 2018-08-24 | |
| TULLETT PREBON (HONG KONG) LIMITED | RO | 期货合约交易 | 2017-08-25 | 2017-11-29 |
| RO | 证券交易 | 2017-08-25 | 2017-11-29 | |
| ICAP Equities Asia Limited | RO | 期货合约交易 | 2017-05-11 | 2017-11-29 |
| RO | 证券交易 | 2017-05-11 | 2017-11-29 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 期货合约交易 | 2017-01-12 | 2017-11-29 |
| RO | 证券交易 | 2017-01-12 | 2017-11-29 |
已采集记录中暂无金管局登记。