| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | RO | 证券交易 | 2023-03-24 | 2025-08-20 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 证券交易 | 2021-06-18 | 2022-04-08 |
| CITIC Securities International Global Markets Limited | RO | 证券交易 | 2019-01-04 | 2020-02-04 |
| Rep | 期货合约交易 | 2018-12-19 | 2020-02-04 | |
| Rep | 证券交易 | 2017-07-24 | 2019-01-04 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2017-01-16 | 2017-07-23 |