| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-09-12 | - |
| Rep | 期货合约交易 | 2024-01-23 | - | |
| Rep | 证券交易 | 2024-01-23 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2021-10-08 | 2023-12-15 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-10-08 | 2023-12-15 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2019-06-18 | 2021-09-25 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2017-01-19 | 2021-09-25 |