| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | 就证券提供意见 | 2023-01-20 | - |
| Rep | 提供资产管理 | 2023-01-20 | - | |
| Rep | 证券交易 | 2023-01-20 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2021-12-03 | 2022-09-01 |
| Rep | 就证券提供意见 | 2021-12-03 | 2022-09-01 | |
| Rep | 提供资产管理 | 2021-12-03 | 2022-09-01 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2021-05-12 | 2022-12-21 |
| Rep | 提供资产管理 | 2021-05-12 | 2022-12-21 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供资产管理 | 2021-05-12 | 2022-12-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2021-04-21 | 2022-12-21 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2021-04-21 | 2022-12-21 |
| Rep | 证券交易 | 2021-04-21 | 2022-12-21 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-01-24 | 2021-03-26 |
| Rep | 证券交易 | 2017-01-24 | 2021-03-26 |
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