| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-11-16 | - |
| Rep | 期货合约交易 | 2021-11-16 | - | |
| Rep | 证券交易 | 2021-11-16 | - | |
| Quam Securities Limited | Rep | 就证券提供意见 | 2018-04-27 | 2018-11-16 |
| Rep | 提供资产管理 | 2018-04-27 | 2018-11-16 | |
| Rep | 期货合约交易 | 2017-02-07 | 2018-11-16 | |
| Rep | 证券交易 | 2017-02-07 | 2018-11-16 |