| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited | RO | 就机构融资提供意见 | 2021-04-13 | 2022-01-07 |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2020-12-02 | 2022-01-07 |
| SBI China Capital Hong Kong Securities Limited | Rep | 就机构融资提供意见 | 2020-12-02 | 2021-04-13 |
| Lego Corporate Finance Limited | Rep | 就机构融资提供意见 | 2019-01-04 | 2020-02-17 |
| WRise Capital Limited | Rep | 就机构融资提供意见 | 2018-09-11 | 2018-11-26 |
| LY CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-02-13 | 2018-09-09 |