| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2025-12-04 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-12-04 | - |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2025-10-31 | 2025-11-17 |
| Rep | 证券交易 | 2025-10-31 | 2025-11-17 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2023-10-16 | 2025-09-13 |
| Rep | 就证券提供意见 | 2023-10-16 | 2025-09-13 | |
| Rep | 提供资产管理 | 2023-10-16 | 2025-09-13 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2023-10-16 | 2025-09-13 |
| Rep | 提供资产管理 | 2023-10-16 | 2025-09-13 | |
| Rep | 证券交易 | 2023-10-16 | 2025-09-13 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2021-09-21 | 2023-10-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2018-06-27 | 2021-09-03 |
| I-ACCESS INVESTORS LIMITED | Rep | 期货合约交易 | 2017-02-16 | 2018-04-12 |
| Rep | 证券交易 | 2017-02-16 | 2018-04-12 |
已采集记录中暂无金管局登记。