| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2021-12-29 | 2023-04-04 |
| Rep | 期货合约交易 | 2021-12-29 | 2023-04-04 | |
| Rep | 证券交易 | 2021-12-29 | 2023-04-04 | |
| Grand Capital Futures Limited | Rep | 期货合约交易 | 2020-09-11 | 2021-12-14 |
| Grand Capital Securities Limited | Rep | 就证券提供意见 | 2020-09-11 | 2021-12-14 |
| Rep | 证券交易 | 2020-09-11 | 2021-12-14 | |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-02-27 | 2020-09-02 |
| Rep | 证券交易 | 2017-02-27 | 2020-09-02 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-02-27 | 2020-09-02 |