| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grand Capital Futures Limited | Rep | 期货合约交易 | 2020-03-23 | 2021-09-30 |
| Grand Capital Securities Limited | Rep | 就证券提供意见 | 2020-03-23 | 2021-09-30 |
| Rep | 证券交易 | 2020-03-23 | 2021-09-30 | |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2018-12-19 | 2020-02-26 |
| Rep | 证券交易 | 2018-12-19 | 2020-02-26 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-12-19 | 2020-02-26 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期货合约交易 | 2017-03-01 | 2017-09-11 |
| Rep | 证券交易 | 2017-03-01 | 2017-09-11 |