| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2025-07-09 | - |
| Rep | 就证券提供意见 | 2025-07-09 | - | |
| Rep | 提供自动化交易服务 | 2025-07-09 | - | |
| Rep | 期货合约交易 | 2025-07-09 | - | |
| Rep | 证券交易 | 2025-07-09 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-07-28 | 2025-04-25 |
| Rep | 证券交易 | 2021-07-28 | 2025-04-25 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2021-07-28 | 2025-04-25 |
| Rep | 期货合约交易 | 2021-07-28 | 2025-04-25 | |
| Rep | 证券交易 | 2021-07-28 | 2025-04-25 |
已采集记录中暂无金管局登记。