| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2025-04-25 | 2025-08-26 |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2019-09-06 | 2025-08-26 |
| Rep | 证券交易 | 2019-09-06 | 2025-08-26 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2018-01-11 | 2019-08-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-01-11 | 2019-08-16 |
| XinKong International Capital Limited | Rep | 就机构融资提供意见 | 2017-03-02 | 2017-11-25 |
| Rep | 证券交易 | 2017-03-02 | 2017-11-25 | |
| XinKong International Securities Limited | Rep | 证券交易 | 2017-03-02 | 2017-11-25 |