| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2022-03-01 | - |
| CMB International Securities Limited | RO | 就证券提供意见 | 2022-03-01 | - |
| RO | 证券交易 | 2022-03-01 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-10-12 | 2022-03-01 |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2021-10-12 | 2022-03-01 |
| Rep | 证券交易 | 2021-10-12 | 2022-03-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2019-12-02 | 2021-09-26 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2018-09-13 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-08-16 | 2021-09-26 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2018-03-22 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2017-03-02 | 2021-09-26 |
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