| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2024-12-12 | 2026-08-28 |
| Rep | 证券交易 | 2024-12-12 | 2026-08-28 | |
| CEB International Capital Corporation Limited | Rep | 就证券提供意见 | 2022-04-04 | 2024-11-23 |
| Rep | 证券交易 | 2022-04-04 | 2024-11-23 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-08-10 | 2022-01-14 |
| Rep | 就证券提供意见 | 2021-08-10 | 2022-01-14 | |
| CLSA LIMITED | Rep | 证券交易 | 2021-08-10 | 2022-01-14 |