| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2026-10-30 | - |
| RO | 证券交易 | 2026-10-30 | - | |
| Rep | 期货合约交易 | 2026-03-05 | 2026-10-30 | |
| Rep | 证券交易 | 2026-03-05 | 2026-10-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-03-27 | 2025-08-12 |
| Rep | 证券交易 | 2023-03-27 | 2025-08-12 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-03-27 | 2025-08-12 |
| Rep | 证券交易 | 2023-03-27 | 2025-08-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-08-12 | 2022-11-18 |
| Rep | 期货合约交易 | 2021-08-12 | 2022-11-18 | |
| Rep | 证券交易 | 2021-08-12 | 2022-11-18 |
已采集记录中暂无金管局登记。