| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everglow Investments Manager (Asia) Limited | RO | 就证券提供意见 | 2024-10-31 | - |
| RO | 提供资产管理 | 2024-10-31 | - | |
| RO | 证券交易 | 2024-10-31 | - | |
| YUANTA FUTURES (HK) CO., LIMITED | RO | 提供资产管理 | 2021-08-03 | 2022-02-28 |
| Rep | 证券交易 | 2019-11-20 | 2022-02-28 | |
| KGI ASIA LIMITED | RO | 证券交易 | 2018-01-11 | 2018-10-19 |
| Rep | 证券交易 | 2017-10-03 | 2018-01-11 | |
| Rep | 证券交易 | 2017-03-10 | 2017-10-02 | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2017-03-10 | 2018-10-19 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-03-10 | 2018-10-19 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-03-10 | 2017-10-02 |