| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2024-01-11 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-09-01 | 2026-09-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-09-01 | 2026-09-25 |
| Rep | 证券交易 | 2021-09-01 | 2026-09-25 |