| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2022-08-15 | - |
| Rep | 证券交易 | 2022-08-15 | - | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2021-09-08 | 2022-05-20 |
| Rep | 提供资产管理 | 2021-09-08 | 2022-05-20 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2021-09-08 | 2022-05-20 |
已采集记录中暂无金管局登记。