| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2023-08-11 | 2024-04-12 |
| SBI China Capital Hong Kong Securities Limited | Rep | 就机构融资提供意见 | 2023-08-11 | 2024-04-12 |
| uSmart Securities Limited | Rep | 就证券提供意见 | 2021-09-16 | 2023-01-19 |
| Rep | 证券交易 | 2021-09-16 | 2023-01-19 |