| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2026-10-09 | - |
| Rep | 期货合约交易 | 2026-10-09 | - | |
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2024-09-02 | 2026-06-26 |
| RO | 就证券提供意见 | 2024-09-02 | 2026-06-26 | |
| CLSA LIMITED | RO | 证券交易 | 2024-09-02 | 2026-06-26 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-10-05 | 2024-09-02 |
| Rep | 就证券提供意见 | 2021-10-05 | 2024-09-02 | |
| CLSA LIMITED | Rep | 证券交易 | 2021-10-05 | 2024-09-02 |
已采集记录中暂无金管局登记。