| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2026-05-27 | - |
| Rep | 证券交易 | 2026-05-27 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2025-10-30 | 2026-02-11 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-11-15 | 2026-02-11 |
| Rep | 证券交易 | 2022-11-15 | 2026-02-11 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-01-28 | 2022-09-30 |
| Rep | 期货合约交易 | 2022-01-28 | 2022-09-30 | |
| Rep | 证券交易 | 2022-01-28 | 2022-09-30 |
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