| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就证券提供意见 | 2024-06-11 | - |
| RO | 证券交易 | 2024-06-11 | - | |
| Rep | 就证券提供意见 | 2024-03-13 | 2024-06-11 | |
| Rep | 证券交易 | 2024-03-13 | 2024-06-11 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2023-01-20 | 2023-11-13 |
| Rep | 提供资产管理 | 2022-07-27 | 2023-01-20 | |
| RO | 就证券提供意见 | 2022-07-27 | 2023-11-13 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 就证券提供意见 | 2022-02-10 | 2023-11-13 |