| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2024-11-26 | - |
| Rep | 证券交易 | 2024-11-26 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2024-11-26 | - |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2023-03-03 | 2024-02-02 |
| Rep | 证券交易 | 2023-03-03 | 2024-02-02 | |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2022-03-25 | 2024-02-02 |
| Rep | 证券交易 | 2022-03-25 | 2024-02-02 |
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