| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIONAL RESOURCES SECURITIES LIMITED | RO | 提供资产管理 | 2009-01-22 | - |
| RO | 就证券提供意见 | 2006-03-30 | - | |
| RO | 证券交易 | 2006-03-30 | - | |
| Rep | 提供资产管理 | 2006-03-30 | 2009-01-22 | |
| Rep | 证券交易 | 2005-12-01 | 2006-03-30 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-08 | 2005-09-30 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-10-08 | 2005-09-30 |
| QUAM FUTURES LIMITED | Rep | 期货合约交易 | 2003-10-27 | 2004-10-07 |
| Quam Securities Limited | RO | 证券交易 | 2003-04-17 | 2004-10-07 |
| Rep | 证券交易 | 2003-04-16 | 2003-04-17 |