| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2025-08-25 | 2026-01-15 |
| Rep | 就证券提供意见 | 2025-05-23 | 2026-01-15 | |
| Rep | 证券交易 | 2025-05-23 | 2026-01-15 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2022-08-19 | 2024-03-14 |
| RO | 就机构融资提供意见 | 2022-08-19 | 2024-11-05 | |
| RO | 证券交易 | 2022-08-19 | 2024-11-05 | |
| Rep | 就机构融资提供意见 | 2022-06-02 | 2022-08-19 | |
| Rep | 就证券提供意见 | 2022-06-02 | 2022-08-19 | |
| Rep | 证券交易 | 2022-06-02 | 2022-08-19 |