| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 证券交易 | 2026-07-06 | - |
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2026-07-06 | - |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2024-09-17 | 2025-06-20 |
| Rep | 证券交易 | 2024-09-17 | 2025-06-20 | |
| CMB International Global Markets Limited | Rep | 证券交易 | 2024-09-17 | 2025-06-20 |
| CMB International Securities Limited | Rep | 证券交易 | 2024-09-17 | 2025-06-20 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2022-06-29 | 2024-06-21 |
| Rep | 就证券提供意见 | 2022-06-29 | 2024-06-21 | |
| CLSA LIMITED | Rep | 证券交易 | 2022-06-29 | 2024-06-21 |