| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2024-11-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-02-28 | - |
| Rep | 证券交易 | 2024-02-28 | - | |
| Rep | 就机构融资提供意见 | 2024-02-28 | 2024-05-20 | |
| Rep | 期货合约交易 | 2024-02-28 | 2024-11-01 | |
| Soochow Securities International Capital Limited | Rep | 就机构融资提供意见 | 2022-10-20 | 2024-01-28 |
| Soochow Securities International Brokerage Limited | Rep | 就证券提供意见 | 2022-08-10 | 2022-09-14 |
| Rep | 证券交易 | 2022-08-10 | 2022-09-14 |