| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2023-09-18 | 2026-07-17 |
| Rep | 证券交易 | 2023-09-18 | 2026-07-17 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2023-09-18 | 2026-07-17 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-10-11 | 2022-11-25 |
| Rep | 证券交易 | 2022-10-11 | 2022-11-25 |