| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited | RO | 就证券提供意见 | 2022-10-21 | 2023-04-20 |
| RO | 提供资产管理 | 2022-10-21 | 2023-04-20 | |
| Soochow Securities International Brokerage Limited | RO | 就证券提供意见 | 2022-10-21 | 2023-04-20 |
| RO | 证券交易 | 2022-10-21 | 2023-04-20 | |
| Soochow Securities International Capital Limited | RO | 就机构融资提供意见 | 2022-10-21 | 2023-04-20 |
| Soochow Securities International Futures Limited | RO | 就期货合约提供意见 | 2022-10-21 | 2023-04-20 |
| RO | 期货合约交易 | 2022-10-21 | 2023-04-20 |