| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-04-09 | - |
| Rep | 期货合约交易 | 2026-04-09 | - | |
| Rep | 证券交易 | 2026-04-09 | - | |
| Rep | 杠杆式外汇交易 | 2026-04-09 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2025-03-04 | 2026-02-04 |
| Rep | 证券交易 | 2025-03-04 | 2026-02-04 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就证券提供意见 | 2022-10-25 | 2025-01-09 |
| Rep | 证券交易 | 2022-10-25 | 2025-01-09 |