| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2026-09-22 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-09-22 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2024-11-18 | 2026-08-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-11-18 | 2026-08-13 |
| Rep | 证券交易 | 2024-11-18 | 2026-08-13 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2024-06-19 | 2024-10-09 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-06-19 | 2024-10-09 |
| Rep | 证券交易 | 2024-06-19 | 2024-10-09 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2022-11-29 | 2023-05-05 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2022-11-29 | 2023-05-05 |
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