| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2026-08-12 | - |
| Rep | 证券交易 | 2026-08-12 | - | |
| CITIC Securities Asset Management (HK) Limited | Rep | 期货合约交易 | 2025-10-09 | 2026-06-24 |
| Rep | 证券交易 | 2025-03-27 | 2026-06-24 | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2025-03-27 | 2026-06-24 |
| Rep | 证券交易 | 2025-03-27 | 2026-06-24 | |
| CLSA LIMITED | Rep | 证券交易 | 2025-03-27 | 2026-06-24 |
| CITIC Securities Asset Management (HK) Limited | Rep | 提供资产管理 | 2024-08-28 | 2025-03-31 |
| Rep | 就证券提供意见 | 2024-08-28 | 2026-06-24 | |
| Poseidon Capital Limited (HK) | Rep | 提供资产管理 | 2022-12-06 | 2024-06-14 |
| 注册机构 | 受规管活动 | 金管局角色 | 职位 | 开始日期 | 结束日期 | 状态 |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 证券交易 | 非主管人员 | MARKETS | 2026-08-13 | — | 现任 |