| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-01-21 | - |
| Rep | 证券交易 | 2026-01-21 | - | |
| Goldhorse Securities Limited | Rep | 就证券提供意见 | 2025-08-01 | 2025-10-03 |
| Rep | 证券交易 | 2025-08-01 | 2025-10-03 | |
| CHINA EASE INVESTMENT LIMITED | Rep | 提供资产管理 | 2024-07-17 | 2024-11-19 |
| Rep | 就证券提供意见 | 2024-07-15 | 2024-11-19 | |
| TIGER BROKERS (HK) GLOBAL LIMITED | Rep | 就证券提供意见 | 2024-05-27 | 2024-07-13 |
| Rep | 期货合约交易 | 2023-08-30 | 2024-07-13 | |
| Rep | 证券交易 | 2023-08-30 | 2024-07-13 | |
| ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | 期货合约交易 | 2023-02-14 | 2023-08-18 |
| Rep | 证券交易 | 2023-02-14 | 2023-08-18 |