Cowperthwaite, Adam Aaron

证监会中央编号:AIB753

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	就证券提供意见	2017-07-03	2020-01-31
	Rep	期货合约交易	2014-04-16	2020-01-31
	Rep	证券交易	2014-04-16	2020-01-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2010-11-20	2011-09-03
	Rep	证券交易	2010-11-20	2011-09-03
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2010-02-09	2011-09-03
	Rep	证券交易	2010-02-09	2011-09-03
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-06	2009-03-30
	Rep	期货合约交易	2008-11-06	2009-03-30
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2003-08-20	2009-03-30
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2003-08-20	2008-11-24
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2003-07-18
	Rep	就证券提供意见	-	2003-07-18
	Rep	提供资产管理	-	2003-07-18
	Rep	提供自动化交易服务	-	2003-07-18
	Rep	证券交易	-	2003-07-18
J.P. MORGAN FUTURES HONG KONG LIMITED	Rep	就期货合约提供意见	-	2003-07-18
	Rep	提供资产管理	-	2003-07-18
	Rep	提供自动化交易服务	-	2003-07-18
	Rep	期货合约交易	-	2003-07-18

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	就证券提供意见	2017-07-03	2020-01-31
	Rep	期货合约交易	2014-04-16	2020-01-31
	Rep	证券交易	2014-04-16	2020-01-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2010-11-20	2011-09-03
	Rep	证券交易	2010-11-20	2011-09-03
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2010-02-09	2011-09-03
	Rep	证券交易	2010-02-09	2011-09-03
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-06	2009-03-30
	Rep	期货合约交易	2008-11-06	2009-03-30
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2003-08-20	2009-03-30
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2003-08-20	2008-11-24
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2003-07-18
	Rep	就证券提供意见	-	2003-07-18
	Rep	提供资产管理	-	2003-07-18
	Rep	提供自动化交易服务	-	2003-07-18
	Rep	证券交易	-	2003-07-18
J.P. MORGAN FUTURES HONG KONG LIMITED	Rep	就期货合约提供意见	-	2003-07-18
	Rep	提供资产管理	-	2003-07-18
	Rep	提供自动化交易服务	-	2003-07-18
	Rep	期货合约交易	-	2003-07-18