| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2026-09-03 | - |
| Rep | 证券交易 | 2026-09-03 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2026-09-03 | - |
| Goldhorse Securities Limited | Rep | 就证券提供意见 | 2025-12-01 | 2026-08-12 |
| Rep | 证券交易 | 2025-12-01 | 2026-08-12 | |
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2025-03-24 | 2026-08-12 |
| Rep | 证券交易 | 2025-03-24 | 2026-08-12 | |
| Gentleman Capital Limited | Rep | 就证券提供意见 | 2024-10-29 | 2025-03-03 |
| Rep | 提供资产管理 | 2024-10-29 | 2025-03-03 |