| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited | Rep | 就证券提供意见 | 2003-08-27 | 2003-11-14 |
| Rep | 证券交易 | 2003-08-27 | 2003-11-14 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就期货合约提供意见 | - | 2003-05-01 |
| RO | 就证券提供意见 | - | 2003-05-01 | |
| RO | 提供资产管理 | - | 2003-05-01 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | RO | 就证券提供意见 | - | 2003-05-01 |
| RO | 提供资产管理 | - | 2003-05-01 | |
| Rep | 证券交易 | - | 2003-05-01 |