| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RED CAPITAL GROUP LIMITED | RO | 就机构融资提供意见 | 2014-09-03 | 2016-06-30 |
| RO | 就证券提供意见 | 2014-09-03 | 2016-06-30 | |
| UBS SECURITIES HONG KONG LIMITED | RO | 就机构融资提供意见 | 2012-06-07 | 2013-11-30 |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2004-10-06 | 2006-04-17 |
| RO | 就证券提供意见 | 2004-10-06 | 2006-04-17 | |
| RO | 证券交易 | 2004-10-06 | 2006-04-17 | |
| Rep | 就机构融资提供意见 | - | 2004-10-06 | |
| Rep | 就证券提供意见 | - | 2004-10-06 | |
| Rep | 提供资产管理 | - | 2004-10-06 | |
| Rep | 证券交易 | - | 2004-10-06 |