| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IMPERIAL CAPITAL LIMITED (HK) | RO | 提供资产管理 | 2011-12-15 | 2012-10-05 |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | 就证券提供意见 | 2008-02-20 | 2008-04-03 |
| RO | 提供资产管理 | 2008-02-20 | 2008-04-03 | |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | RO | 就证券提供意见 | 2008-02-20 | 2008-04-03 |
| IMPERIAL CAPITAL LIMITED (HK) | RO | 提供资产管理 | 2005-12-21 | 2006-08-18 |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | RO | 就证券提供意见 | - | 2004-03-13 |
| RO | 提供资产管理 | - | 2004-03-13 | |
| Rep | 证券交易 | - | 2004-03-13 | |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | RO | 就证券提供意见 | - | 2004-03-13 |
| RO | 提供资产管理 | - | 2004-03-13 |