| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Corporate Finance (HK) Limited | RO | 就机构融资提供意见 | 2026-06-10 | - |
| Opus Capital Limited (HK) | RO | 就机构融资提供意见 | 2025-10-10 | 2026-05-01 |
| Opus Capital Management Limited | RO | 提供资产管理 | 2025-10-10 | 2026-05-01 |
| Glory Sun Securities Limited | RO | 就机构融资提供意见 | 2019-05-20 | 2024-03-06 |
| Atlantic Asset Management Limited | RO | 提供资产管理 | 2019-04-18 | 2025-07-31 |
| Rep | 提供资产管理 | 2019-04-02 | 2019-04-18 | |
| Glory Sun Securities Limited | Rep | 就机构融资提供意见 | 2019-04-02 | 2019-05-20 |
| Minerva Advisory Global Capital Limited | RO | 就机构融资提供意见 | 2018-02-13 | 2019-01-02 |
| Minerva Asset Global Investment Capital Limited | RO | 提供资产管理 | 2018-02-13 | 2019-01-02 |
| Minerva Holding Financial Securities Limited | RO | 证券交易 | 2018-02-13 | 2019-01-02 |
| RHB FUTURES HONG KONG LIMITED | RO | 期货合约交易 | 2017-07-20 | 2017-10-19 |
| RHB ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-05-08 | 2017-10-19 |
| RO | 提供资产管理 | 2017-05-08 | 2017-10-19 | |
| RO | 证券交易 | 2017-05-08 | 2017-10-19 | |
| RO | 提供资产管理 | 2014-07-24 | 2015-01-06 | |
| RHB CAPITAL HONG KONG LIMITED | RO | 就机构融资提供意见 | 2011-05-13 | 2017-10-19 |
| RO | 证券交易 | 2011-05-13 | 2017-10-19 | |
| RHB SECURITIES HONG KONG LIMITED | RO | 就证券提供意见 | 2011-05-13 | 2017-10-19 |
| RO | 证券交易 | 2011-05-13 | 2017-10-19 | |
| KINGSWAY CAPITAL LIMITED | RO | 证券交易 | 2008-08-14 | 2011-03-31 |
| SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | 就机构融资提供意见 | 2006-12-27 | 2009-11-13 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 就证券提供意见 | 2006-10-11 | 2011-03-31 |
| KINGSWAY SW ASSET MANAGEMENT LIMITED (VG) | RO | 就机构融资提供意见 | 2006-10-11 | 2011-03-31 |
| KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED | RO | 提供资产管理 | 2005-05-04 | 2005-12-04 |
| KINGSWAY CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2011-03-31 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 提供自动化交易服务 | 2003-04-01 | 2004-05-31 |
| RO | 就机构融资提供意见 | 2003-04-01 | 2011-03-31 | |
| RO | 证券交易 | 2003-04-01 | 2011-03-31 |
已采集记录中暂无金管局登记。