| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2026-09-10 | - |
| Rep | 提供资产管理 | 2026-08-05 | - | |
| Rep | 证券交易 | 2026-08-05 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2026-08-05 | - |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-03-09 | 2026-07-24 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2025-10-22 | 2026-07-24 |
| Rep | 证券交易 | 2025-10-22 | 2026-07-24 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2025-10-22 | 2026-07-24 |