| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | 就证券提供意见 | 2021-03-29 | 2026-02-28 |
| RO | 证券交易 | 2021-03-29 | 2026-02-28 | |
| Rep | 证券交易 | 2021-03-02 | 2021-03-29 | |
| Oshidori Securities Limited | RO | 证券交易 | 2006-07-31 | 2012-06-01 |
| Arta Global Futures Limited | RO | 期货合约交易 | 2004-07-30 | 2015-01-31 |
| SEEKERS MARKETS LIMITED | RO | 证券交易 | 2004-02-27 | 2021-02-04 |
| Arta Global Futures Limited | Rep | 就期货合约提供意见 | - | 2004-01-17 |
| Rep | 提供资产管理 | - | 2004-01-17 | |
| Rep | 期货合约交易 | - | 2004-07-30 | |
| SEEKERS MARKETS LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-17 |
| Rep | 就证券提供意见 | - | 2004-01-17 | |
| Rep | 提供资产管理 | - | 2004-01-17 | |
| Rep | 证券交易 | - | 2004-02-27 |