Lau, Sammy Chung Hing 劉頌興
证监会中央编号:AAE939
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Basis Asset Management Limited | RO | 就证券提供意见 | 2021-01-29 | - |
| RO | 提供资产管理 | 2021-01-29 | - | |
| GF Securities (Hong Kong) Brokerage Limited | RO | 证券交易 | 2017-12-28 | 2020-01-24 |
| GF Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2012-08-30 | 2020-01-24 |
| RO | 提供资产管理 | 2012-08-30 | 2020-01-24 | |
| Rep | 提供资产管理 | 2012-07-03 | 2012-08-30 | |
| SEEKERS ADVISORS H.K. LIMITED | RO | 提供资产管理 | 2012-03-23 | 2012-06-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2008-10-22 | 2011-08-27 |
| RO | 提供资产管理 | 2008-10-09 | 2011-08-27 | |
| Rep | 提供资产管理 | 2008-09-12 | 2008-10-09 | |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | 就期货合约提供意见 | 2008-05-29 | 2008-08-30 |
| RO | 就证券提供意见 | 2008-05-29 | 2008-08-30 | |
| RO | 提供资产管理 | 2007-06-04 | 2008-08-30 | |
| Rep | 提供资产管理 | 2007-04-11 | 2007-06-04 | |
| NEXUS INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-10-13 | 2006-11-20 |
| Rep | 提供资产管理 | 2006-10-13 | 2006-11-20 | |
| BOCI ASSET MANAGEMENT LIMITED | RO | 就期货合约提供意见 | 2006-02-27 | 2006-08-01 |
| RO | 就证券提供意见 | 2006-02-27 | 2006-08-01 | |
| RO | 提供资产管理 | 2006-02-27 | 2006-08-01 | |
| RO | 证券交易 | 2006-02-27 | 2006-08-01 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | 就期货合约提供意见 | 2006-01-18 | 2006-08-01 |
| RO | 就证券提供意见 | 2006-01-18 | 2006-08-01 | |
| RO | 提供资产管理 | 2006-01-18 | 2006-08-01 | |
| RO | 证券交易 | 2006-01-18 | 2006-08-01 | |
| Rep | 就证券提供意见 | 2005-12-20 | 2006-01-18 | |
| Rep | 提供资产管理 | 2005-12-20 | 2006-01-18 | |
| Halbis Capital Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-07-15 | 2005-10-24 |
| Rep | 提供资产管理 | 2005-07-15 | 2005-10-24 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-11-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-11-30 |