| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PROSPER VOYAGE CAPITAL LIMITED | RO | 就机构融资提供意见 | 2018-11-13 | - |
| Rep | 就机构融资提供意见 | 2017-10-31 | 2018-11-13 | |
| QUAM CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-04-16 | 2017-09-20 |
| Optima Capital Limited | RO | 就机构融资提供意见 | 2006-05-16 | 2007-04-01 |
| Rep | 就机构融资提供意见 | 2006-04-10 | 2006-05-16 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2004-04-01 | 2006-03-20 |
| Rep | 证券交易 | 2004-04-01 | 2006-03-20 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-06-18 | 2004-03-31 |
| Rep | 证券交易 | 2003-06-18 | 2004-03-31 |