| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IMC Asia Pacific Limited | RO | 期货合约交易 | 2023-06-09 | 2025-09-01 |
| RO | 证券交易 | 2023-06-09 | 2025-09-01 | |
| Yunfeng Financial Markets Limited | RO | 就机构融资提供意见 | 2010-09-28 | 2013-01-25 |
| RO | 就证券提供意见 | 2010-09-28 | 2013-01-25 | |
| RO | 证券交易 | 2010-09-28 | 2013-01-25 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就机构融资提供意见 | 2010-07-22 | 2010-09-06 |
| RO | 就证券提供意见 | 2009-03-13 | 2010-09-06 | |
| RO | 杠杆式外汇交易 | 2008-12-30 | 2010-07-31 | |
| RO | 期货合约交易 | 2008-11-13 | 2010-09-06 | |
| RO | 证券交易 | 2008-11-13 | 2010-09-06 |