| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-06-03 | 2012-08-25 |
| Rep | 就证券提供意见 | 2009-06-03 | 2012-08-25 | |
| Rep | 证券交易 | 2007-11-02 | 2012-08-25 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2006-08-21 | 2007-06-19 |
| Rep | 就证券提供意见 | 2004-04-26 | 2007-06-19 |