| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Holdings Company Limited | RO | 就机构融资提供意见 | 2005-07-26 | 2006-07-21 |
| RO | 证券交易 | 2005-07-26 | 2006-07-21 | |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2004-09-22 | 2005-06-08 |
| RO | 证券交易 | 2004-09-22 | 2005-06-08 | |
| Rep | 就机构融资提供意见 | 2004-07-15 | 2004-09-22 | |
| Rep | 证券交易 | 2004-07-15 | 2004-09-22 | |
| VC CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-05-07 | 2004-07-08 |
| RO | 就证券提供意见 | 2003-05-07 | 2004-07-08 | |
| RO | 证券交易 | 2003-05-07 | 2004-07-08 | |
| Rep | 提供资产管理 | - | 2003-04-24 | |
| Rep | 就机构融资提供意见 | - | 2003-05-07 | |
| Rep | 就证券提供意见 | - | 2003-05-07 | |
| Rep | 证券交易 | - | 2003-05-07 |