| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2010-02-26 | - |
| RO | 证券交易 | 2010-02-26 | - | |
| Rep | 就机构融资提供意见 | 2009-09-21 | 2010-02-26 | |
| Rep | 证券交易 | 2009-09-21 | 2010-02-26 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2008-09-24 | 2009-06-25 |
| RO | 就证券提供意见 | 2008-09-24 | 2009-06-25 | |
| RO | 证券交易 | 2008-09-24 | 2009-06-25 | |
| Merrill Lynch Far East Limited | RO | 就机构融资提供意见 | 2008-09-24 | 2009-06-25 |
| RO | 就证券提供意见 | 2008-09-24 | 2009-06-25 | |
| RO | 证券交易 | 2008-09-24 | 2009-06-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2008-07-24 | 2008-09-24 |
| Merrill Lynch Far East Limited | Rep | 就证券提供意见 | 2008-07-24 | 2008-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2008-07-03 | 2008-09-24 |
| Rep | 证券交易 | 2008-07-03 | 2008-09-24 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2008-07-03 | 2008-09-24 |
| Rep | 证券交易 | 2008-07-03 | 2008-09-24 | |
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2007-02-06 | 2008-06-30 |
| RO | 证券交易 | 2007-02-06 | 2008-06-30 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-11 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-11 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2007-02-06 | |
| Rep | 证券交易 | 2003-04-01 | 2007-02-06 |
金管局记录暂时无法加载,请稍后重试。