| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | RO | 就机构融资提供意见 | 2022-12-30 | 2025-12-03 |
| Ballas Capital Limited | RO | 就机构融资提供意见 | 2017-02-21 | - |
| RO | 证券交易 | 2017-02-21 | - | |
| BOSC International Company Limited | RO | 就机构融资提供意见 | 2015-01-09 | 2017-01-10 |
| RO | 证券交易 | 2015-01-09 | 2017-01-10 | |
| Crosby Securities Limited | RO | 就机构融资提供意见 | 2013-09-18 | 2014-10-31 |
| RO | 证券交易 | 2013-09-18 | 2014-10-31 | |
| CGS International Securities Hong Kong Limited | RO | 证券交易 | 2006-07-24 | 2013-06-25 |
| RO | 就机构融资提供意见 | 2006-06-15 | 2013-06-25 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2006-01-31 |