| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Optima Capital Limited | RO | 就证券提供意见 | 2007-10-25 | 2022-10-06 |
| RO | 证券交易 | 2007-10-25 | 2022-10-06 | |
| RO | 就机构融资提供意见 | 2007-06-29 | 2022-10-06 | |
| Rep | 就机构融资提供意见 | 2007-06-04 | 2007-06-29 | |
| Shang International Finance Limited | RO | 就机构融资提供意见 | 2004-04-16 | 2007-06-01 |
| RO | 就证券提供意见 | 2004-04-16 | 2007-06-01 | |
| RO | 证券交易 | 2004-04-16 | 2007-06-01 | |
| Rep | 提供资产管理 | - | 2004-04-15 | |
| Rep | 就机构融资提供意见 | - | 2004-04-16 | |
| Rep | 就证券提供意见 | - | 2004-04-16 | |
| Rep | 证券交易 | - | 2004-04-16 |